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General Securities Representative Exam
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151	Order: William J. Murphy and Carl M. Birkelbach (n/k/a African Metals Corporation) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-21 16:48:13 Government Financial Industry Regulatory Authority U.S. Securities and Exchange Commission General Securities Representative Exam Murphy Appeal Motion Selling away United States securities law Law Professional certification in finance
152	Opinion of the Commission: Michael Stegawski Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-01-30 14:01:16 Financial system 73rd United States Congress United States Securities and Exchange Commission Financial services Financial Industry Regulatory Authority Registered representative General Securities Representative Exam Self-regulatory organization Securities regulation in the United States United States securities law Professional certification in finance Financial regulation
153	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]January 14, 2005 Admin. Proc. File No[removed]In the Matter of the Application of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-01-18 17:13:04 U.S. Securities and Exchange Commission Registered representative Charles Schwab Corporation General Securities Representative Exam Financial services Financial regulation United States securities law Securities Exchange Act Financial economics
154	Opinion of the Commission: Ronald Pellegrino Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 15:25:45 Business Financial Industry Regulatory Authority Citigroup Security Securities Exchange Act Registered representative U.S. Securities and Exchange Commission Settlement General Securities Representative Exam United States securities law Financial economics Investment
155	Opinion: Timothy P. Pedregon, Jr. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-26 15:35:53 Economy of the United States Securities Exchange Act Registered representative U.S. Securities and Exchange Commission General Securities Representative Exam United States Municipal Securities Rulemaking Board United States securities law Financial regulation Financial Industry Regulatory Authority
156	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 25, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 07:57:43 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities research Securities Act General Securities Representative Exam Security Financial analyst United States securities law Financial economics Financial system
157	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-04 12:53:19 Business Financial Industry Regulatory Authority Manuel P. Asensio Securities Exchange Act Registered representative Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext General Securities Representative Exam United States securities law Finance Investment
158	Opinion of the Commission: Mission Securities Corporation and Craig M. Biddick Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-07 14:43:20 Financial system Financial Industry Regulatory Authority Registered representative Securities Exchange Act General Securities Representative Exam OTC Bulletin Board U.S. Securities and Exchange Commission Security Short United States securities law Financial economics Business
159	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-30 13:38:27 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered representative General Securities Representative Exam Securities Exchange Act Securities and Exchange Commission Uniform Securities Agent State Law Exam General Securities Principal Exam United States securities law Financial economics Financial system
160	Opinion of the Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-01 16:09:54 Economy of the United States Sears Securities Exchange Act General Securities Representative Exam U.S. Securities and Exchange Commission Business United States securities law Financial Industry Regulatory Authority Financial regulation

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